Careers at Equity Stock Transfer
EST is a small firm doing consequential work; every hire works directly with issuers, counsel, and the Street. You are not walled off in a back office. If you want your work to touch the market, this is the place.
Senior Operations Specialist — Crowdfunding
Run the operational engine behind equity crowdfunding: Reg CF and Reg A issuers, from first close to DTC. A senior seat working directly with our Director of Operations, for an operator who already knows the register is the product.
Chief Compliance Officer
Own the compliance program of an SEC-registered transfer agent end to end: the written procedures, the filings, the testing and the examinations. Reports to the CEO.
Unclaimed Property Manager
Own escheatment end to end: Rule 17Ad-17 searches, state dormancy and due diligence, NAUPA reporting, and the part that matters most — finding the shareholders everyone else lost. A compliance seat for a born researcher with serious technical range.
Don’t see your seat?
EST is a small firm doing consequential work, and we hire for judgment as much as for résumés. If you believe your work belongs where it touches the market, introduce yourself.