ISSUER SERVICES · CROWDFUNDED OFFERINGS

Built for a Thousand First Shareholders

EST provides transfer agent services purpose-built for crowdfunded offerings — Regulation A and Regulation CF — where a decade of shareholder growth compresses into a single closing. Our home field is exactly this: registers established from portal data, thousands of holders onboarded at once, and a book that is right from day one.

Regulation A

Tier 2 offerings end to end. Register establishment at qualification, rolling and continuous closings reconciled as they happen, and the mechanics to list on an exchange at qualification when the standards are met.
Offering-to-register discipline. Subscriptions tied to funds, funds tied to closings, closings tied to the register, an auditable chain from investor click to DRS statement.

Regulation CF

The transfer agent Reg CF requires. Engaging an SEC-registered transfer agent is a condition of the Exchange Act Section 12(g) exemption most Reg CF issuers rely on. We make the requirement an asset: a real register, from the first close.
Portal fluency. We work in funding portal and escrow data formats daily, and we onboard mass holder files by utilizing proprietary conversion software without making your investors re-enter their lives.

DTC Eligibility

DTC eligibility when you are ready. As crowdfunded issuers move toward quoted and listed markets, we sponsor and manage DTC eligibility so the register you built can trade where you are going.
Same agent, first round to opening bell. The agent your shareholders met at the crowdfunded round is the agent ringing closing mechanics at the exchange. Nothing to migrate, nothing to lose.

Boutique Responsiveness. Institutional Backbone.

Let's find the right fit.

Tell us where you are in the lifecycle and we will map the mechanics, the calendar, and the cost. info@equitystock.com · 212.575.5757