In response to the COVID-19 outbreak and the ongoing disruption to our capital markets, we are implementing our continuity and contingency plan to assist our clients and others. Our first priority is the safety and well-being of our community of users and staff. Accordingly, in order to continue to offer the highest levels of client service we are introducing a suite of remote and satellite operations to mitigate any disruption in services that might affect our offices in the heart of midtown Manhattan.

For our issuers, broker-dealers and shareholders, we have created an online drop-down form to streamline transaction processing. In the event of disruption or delay in mail or courier services we urge you to use our online services to alert us. By completing our COVID-19 transaction form, your transaction will be identified and placed in a special queue for timely processing.

We will continue to provide updates to our clients and those relying on us for capital markets support and will provide notifications on our website concerning SEC, FINRA and Exchange matters as we receive them. As always, please do not hesitate to contact us at 212-575-5757 should you have any questions regarding our services or general transfer agent related matters. We wish you safe and healthy progress as we all navigate through these unprecedented times.

COVID-19 / Transaction Form