EST · A Nant Global Finance Company · New York, NY
For Issuers

The transfer agent that never has to change just because your company grows.

Whether you're standing up your first register ahead of a Reg CF raise or coordinating a corporate action on the Big Board, Equity Stock Transfer runs the plumbing underneath it: the register, the record date, the settlement obligation. Built by a Wall Street trader, run with market instincts.

SEC-Registered Transfer Agent DTC Limited Participant #7925 FAST Eligible Reg CF Through NYSE
Why Issuers Choose EST

An agent that fits the stage you're at — and every stage after it.

Most transfer agents are built for one stage of a company's life. EST is built around the whole arc: the Reg A mailing, the Nasdaq listing, the foreign co-agency, so you never have to change agents to keep growing.

01 / Fit

Built for the Full Lifecycle

From Regulation A and Reg CF offerings through OTC markets to NYSE American, Nasdaq, and the New York Stock Exchange. The agent you engage at your first raise is the agent standing beside you at the opening bell.

02 / Access

A Decision-Maker, Not a Ticket Queue

Boutique responsiveness backed by the capital and infrastructure of Nant Global Finance. When a filing deadline is tight or a closing is moving, you reach someone who can commit the firm.

03 / Price

No Termination Fees, Ever

We keep clients with service, not contracts. Bundled annual plans mean the invoice never becomes the reason to reconsider the relationship.

Bundled Annual Plans

One fixed annual cost. No per-transfer surprises.

The philosophy is unlimited: a single annual price that covers the register, sized to the issuer's stage — so the invoice never becomes the relationship.

Tier I

Foundation

For private and pre-offering companies establishing the register.
  • Book-entry register & DRS statements
  • Unlimited routine transfers
  • Online issuer & shareholder portals
  • Dedicated account contact
Discuss This Plan
Tier II

Growth

For Reg A, Reg CF, and OTC issuers with active, expanding holder bases.
  • Everything in Foundation
  • High-volume holder onboarding
  • DWAC / FAST processing
  • EDGAR & XBRL coordination
  • Annual meeting & proxy support
Discuss This Plan
Tier III

Institutional

For exchange-listed issuers on NYSE American, Nasdaq, and the Big Board.
  • Everything in Growth
  • Exchange notice-calendar discipline
  • Corporate action execution
  • Dividend & DRIP administration
  • Escheatment across all fifty states
Discuss This Plan

Plan contents shown are representative. Contact us for current inclusions and pricing.

Fee Philosophy

No termination fees, ever.

We are one of the few transfer agents in the country that will never charge you a fee to leave. Your counsel does not charge you to change firms, and neither should your transfer agent. We keep clients with service, not contracts.

Trading-Floor DNA

A transfer agent should never be the reason a deal waits.

Our founder came from the trading floor at E*TRADE Securities, where a record date was a market event and settlement was the difference between a clean book and a fail. That's the standard we hold every issuance, closing, and corporate action to — planned backwards from the moment the position must be right, not reconstructed after the fact.

"The agent you engage at your first crowdfunded round is the same agent — with institutional resources behind it — standing beside you at the opening bell." Equity Stock Transfer
3 Plans
One Fixed Annual Cost
REG CF → NYSE
The Full Issuer Lifecycle
50 States
Escheatment Compliance
$0
Termination Fees. Ever.
BlockAgent

The register is technology, not paper.

Online shareholder access, real-time issuer reporting, and integrated EDGAR/XBRL filing services today — plus a blockchain-native digital transfer agency in BlockAgent for issuers moving toward tokenized securities.

Full-Service EDGAR & XBRL

Full-service EDGAR and XBRL filings through our SEC-registered filing agent partner, coordinated end to end by EST — see EDGAR / XBRL for details.

Boutique Responsiveness. Institutional Backbone.

Tell us where your company is, and where it's headed.

From a first Reg CF raise to a listed-company corporate action, we'll route you to the right person, not a ticket queue.

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