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If you have your book-entry statement(s), which reflect unrestricted shares of free-trading common stock, the you should contact your broker to initiate a DRS transfer.  Most brokers will give you a form to complete which will require the following information so that it matches the information in our system.  Some of this information is also listed right on the book-entry statement itself:

• Holder Registration: [Your Name or Entity Name]
  • This is the owner of the shares and is the name as it appears on you book-entry statement.  If the name is not correct, your DRS transfer can be rejected.
• Holder SSN or EIN:
  • This is not on your book-entry statement for security purposes, but is required by us and your broker for the DRS transfer.  Incorrect SSN or EIN numbers will cause your DRS to be rejected.
• DTC Number: 7925
  • Think of this as our transfer agent identification number for DRS transfers.
• CUSIP Number: 609786108
  • This number is an identifier, and it identifies to the broker and us that the shares they are requesting are free-trading common stock
• Holder Account Number:  XXXX or XXXXX
  • This is a four or five-digit number for your shareholder account in our system.  Some brokers require the number to be five digits long.  In that case, please add the required leading zeros to comply with their application request.
• What is Equity Stock Transfer’s TAX ID number: 45-3679484
  • Some brokerage firms require that you input this in their DRS request form

Note that we are conducting transfer of your shares via DRS.  There are some brokers who do not support DRS (e.g., Robinhood) and you must use a broker that does.

If you have already registered for our Online Access portal, then you may follow the instructions below on how to obtain your book-entry statement and view other correspondence in the Forms & Documents section.

Step 1: Select “Forms & Documents” from the toolbar

Step 2: Click “Book Entry Statement”

Step 3: Click “Generate”

Step 4: Review your information.  Download/print for your records and to send to your broker.

Step 5: Final Review and Submission

After you have reviewed and downloaded your statement for common shares, you should contact your broker and tell them you would like to deposit your free trading shares of common stock currently held at the transfer agent, Equity Stock Transfer, via DRS (Direct Registration System).

This will begin a correspondence between you and your broker.  Each broker has different policies, and they may request other verification information from you or ask you to fill out a form.  They may ask you to list the CUSIP number for your shares.  You can also find this on your book-entry statement and provide it to them.  (The CUSIP number is also listed at the very top of this memo.)

Only after you’ve completed the necessary steps with your broker, they will then reach out to us directly to initiate the transfer.

After the transfer is completed, the shares will appear in your brokerage account.

609786108

Our DRS DTC number is 7925.

If you are a holder of Series A, Series B or Series C Preferred stock, then you are entitled to a 1-for-2 stock split upon the conversion of your preferred shares to common shares. This means that for every one share of preferred stock you own, you will receive two shares of free-trading common stock. (Please note that Series C Preferred shares converted to common shares will remain restricted.) The stock split will occur immediately upon the effectiveness of company’s 8-A filing, which the company plans to submit on May 17^th.

Monogram Orthopaedic’s anticipated date of going public is May 18. If you have access to the shareholder portal, you will be automatically notified when the company goes public your new book-entry statement along with instructions on depositing shares to your brokerage account can be found there. If you do not have shareholder portal access, you will also receive a correspondence from the company notifying you of the same and will need shareholder portal access to obtain your report and begin the transfer process to your broker please check your email for registration credentials and a payment link.

Please send an email to investors@monogramorthopedics.com should you have any questions related to your investment.

*Please bookmark this FAQ as we will continue to update it with more information as it becomes available.

Equity Stock Transfer